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Tuesday, November 6   |   Wednesday, November 7



7:00-8:30 a.m.
Continental Breakfast
7:00 a.m-5:30 p.m.
Registration Open
7:30 a.m.-7:00 p.m.
Exhibit Area Open
8:15-8:30 a.m.
Welcome and Opening Remarks
8:30-9:45 a.m.

Opening Plenary Session - RegTech Outlook: What to Expect in 2019

Moderator: Andy Sandler

Chairman and Chief Executive Officer, Temerity Capital Partners

9:45-10:30 a.m.
Refreshment Break [Exhibit Area]
10:30-11:30 a.m.
Concurrent Sessions
Regulatory Compliance: The Role of RegTech in Digital Transformation


Innovation and Regulatory Risk: Breakthrough Successes – Case Studies


Moderator: Amias Gerety
Special Advisor, QED Investors

11:30 a.m.-1:00 p.m.
Networking Luncheon [Exhibit Area]
1:00-2:15 p.m.
Strategic Partnerships

Moderator: Tom Vartanian
Founder & Executive Director, Financial Regulation & Technology Institute of George Mason University’s Scalia Law School

  • Brian Brooks, Executive Vice President, General Counsel, & Corporate Secretary, Fannie Mae
  • Nima Ghamsari, Chief Executive Officer & Founder, Blend
  • Kathryn Reimann, Senior Managing Director, Treliant and Retired, Managing Director & Chief Compliance Officer, Global Consumer and Cards, Citi
2:15-3:00 p.m.
Refreshment Break [Exhibit Area]
3:00-4:00 p.m.

Interactive Roundtable Discussions

Instructions: Each table will be assigned one of the below topics.  Attendees will have the opportunity to engage with each other over various questions and scenarios relating to the corresponding topic.   

Discussion Topic #1: Partner to Win

Discussion Topic #2: Pilot to Production: Land and Expand - Innovator Success Stories
Sponsored by Ascent RegTech

Discussion Topic #3: Third-Party Risk Management & Vendor Due Diligence
Sponsored by Lawgix

Discussion Topic #4: Buying Consortia 

4:00-5:00 p.m.

Regulatory Fireside Chat

Moderator: Andy Sandler

Chairman and Chief Executive Officer, Temerity Capital Partners

5:00-8:00 p.m.
Networking Reception 



7:30-8:45 a.m.
Continental Breakfast
7:30 a.m.-12:00 p.m.
Registration Open
7:30-10:15 a.m.
Exhibit Area Open
8:30-9:45 a.m.

Regulatory Perspectives

Moderator: Jon Samuels

Partner, The Vistria Group

  • Peggy Twohig, Assistant Director for Supervision Policy, BCFP
  • Beth Dugan, Deputy Comptroller for Operational Risk, OCC
  • Arthur Lindo, Deputy Director, Division of Supervision and Regulation, The Federal Reserve Board
9:45-10:15 a.m.
Refreshment Break [Exhibit Area]
10:15-11:30 a.m.
Concurrent Sessions: Use Case Studies
KYC/AML: Moving from Point by Point to End to End
Moderator: Ross Marrazzo

Managing Director, Treliant

Capital Markets Regulatory Reporting
Moderator:  Jeff Bandman

Founder & Principal, Bandman Advisors

Change Management: Managing Complexity
How RegTech Can Increase Access – RegTech for Good
Moderator: Alex Acree

Co-Founder, Managing Director and General Counsel, Fenway Summer Ventures

11:30 a.m.-12:45 p.m.

Networking Luncheon [Exhibit Area]

12:45-1:45 p.m.

Technology Transformation

Moderator: Amias Gerety
Special Advisor, QED Investors

  • Yvette Hollingsworth Clark, Executive Vice President and Regulatory Innovation Officer, Wells Fargo
1:45-2:15 p.m. Refreshment Break [Exhibit Area]
2:15-3:15 p.m.

Demo-Day Presentations

Session Description: Attendees will have the opportunity to vote for their favorite start-up demo.  The top 3 companies will have the opportunity to present their product on the main stage.

3:20-4:20 p.m.
Fireside Chat with Cathy BessantChief Operations & Technology Officer, Bank of America 
4:20 p.m.
Closing Remarks

Agenda subject to change.