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Agenda

EXPLORE THE 2018 AGENDA

Tuesday, November 6   |   Wednesday, November 7

 

TUESDAY, NOV 6

7:00-8:30 a.m.
Continental Breakfast
7:00 a.m-5:00 p.m.
Registration Open
7:00 a.m.-5:00 p.m.
Exhibit Area Open
8:15-8:30 a.m.
Welcome and Opening Remarks
8:30-9:45 a.m.

RegTech Outlook: What to Expect in 2019

Moderator: Andy Sandler

Chairman and Chief Executive Officer, Temerity Capital Partners

9:45-10:30 a.m.

Refreshment Break  [Exhibit Area]
Sponsored by City National Bank

10:30-11:30 a.m.
Concurrent Sessions
Regulatory Compliance: The Role of RegTech in Digital Transformation


Moderator: Chris DeBrusk
Partner, Oliver Wyman

  • Amy Friend, Former Chief Counsel, OCC
  • Joe Lodato, Head of Compliance Technology, Guggenheim Partners
  • Philip Thomas, Senior Vice President and Chief Retail Risk Officer, ScotiaBank
Innovation and Regulatory Risk: Breakthrough Successes – Case Studies
 

Moderator: Amias Gerety
Special Advisor, QED Investors

11:30 a.m.-1:00 p.m.
Networking Luncheon [Exhibit Area]
1:00-2:15 p.m.
Strategic Partnerships
 

Moderator: Tom Vartanian
Founder & Executive Director, Financial Regulation & Technology Institute of George Mason University’s Scalia Law School

  • Brian Brooks, Chief Legal Officer, Coinbase
  • Nima Ghamsari, Chief Executive Officer & Founder, Blend
  • Kathryn Reimann, Senior Managing Director, Treliant and Retired, Managing Director & Chief Compliance Officer, Global Consumer and Cards, Citi
2:15-3:00 p.m.

Refreshment Break  [Exhibit Area]
Sponsored by City National Bank

3:00-3:55 p.m.

Interactive Roundtable Discussions

Instructions: Each room will be assigned one of the below topics.  Attendees will have the opportunity to engage with each other over various questions and scenarios relating to the corresponding topic.   

Discussion Topic #1: Partner to Win

Discussion Topic #2: Pilot to Production: Land and Expand - Innovator Success Stories
Sponsored by Ascent RegTech

Discussion Topic #3: Third-Party Risk Management & Vendor Due Diligence
Sponsored by Lawgix

Discussion Topic #4: GDPR and Its Implication on Technological Needs

4:00-5:00 p.m.

Regulatory Fireside Chat with John BrennanFormer Director of the Central Intelligence Agency (CIA)

5:00-8:00 p.m.
Networking Reception 
Sponsored in part by White & Case

WEDNESDAY, NOV 7

 
7:30-8:45 a.m.
Continental Breakfast
7:30 a.m.-3:00 p.m.
Registration Open
7:30 a.m.-3:00 p.m.
Exhibit Area Open
8:30-9:30 a.m.

Regulatory and Legal Updates for RegTechs

Moderator: Paul Saltzman
Partner, White & Case

  • Beth Dugan, Deputy Comptroller for Operational Risk, OCC
  • Kavita JainDirector, Office of Emerging Regulatory Issues,
    Department of Risk and Strategy, FINRA
  • Arthur Lindo, Deputy Director, Division of Supervision and Regulation, The Federal Reserve Board
  • Peggy Twohig, Assistant Director for Supervision Policy, BCFP
9:30-10:00 a.m.

Refreshment Break  [Exhibit Area]
Sponsored by City National Bank

10:00-10:45 a.m.
Concurrent Sessions
KYC/AML: Moving from Point by Point to End to End
 
Moderator: Ross Marrazzo

Senior Managing Director and Service Area Executive, Treliant

Capital Markets Regulatory Reporting
 
Moderator:  Jeff Bandman

Founder & Principal, Bandman Advisors

10:50-11:45 a.m.

Interactive Roundtable Discussions

Instructions: Each room will be assigned one of the below topics.  Attendees will have the opportunity to engage with each other over various questions and scenarios relating to the corresponding topic.   

Discussion Topic #1: Diversity and Inclusion in RegTech

Discussion Topic #2: Practical Application of Machine Learning: How to Combine ML with Sector Expertise
Sponsored by Contract Simply

Discussion Topic #3: RegTechs and FinTechs: Pros/Cons of Partnering with Other Startups

Discussion Topic #4: Blockchain

11:45 a.m.-12:45 p.m.

Networking Luncheon [Exhibit Area]

12:45-1:30 p.m.
Concurrent Sessions
Change Management: Managing Complexity
 
Moderator: Samit Soni, PhD

Partner, Oliver Wyman

How RegTech Can Increase Access – RegTech for Good
 
Moderator: Alex Acree

Co-Founder, Managing Director and General Counsel, Fenway Summer Ventures

1:35-2:35 p.m.

Demo-Day Presentations

Session Description: Based on attendee voting from Tuesday, the top 3 demo day participants will present their product on the main stage.

2:35-3:00 p.m.

Refreshment Break  [Exhibit Area]
Sponsored by City National Bank

3:00-4:00 p.m.

Fireside Chat with Cathy BessantChief Operations & Technology Officer, Bank of America 

4:00 p.m.
Closing Remarks

Agenda subject to change.

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